Simpler
Solutions, by Design ®
Simpler
Solutions, by Design ®
mABC Investment Advisors or the Client may terminate the management agreement within five days of the date of acceptance without penalty to the Client. After the five-day period, either party, upon 30 days written notice to the other, may terminate the management agreement. The Client may incur a charge for bona fide advisory services actually rendered prior to such termination. The management fee will be pro-rated for the quarter in which the cancellation notice was given and any unpaid fees will be due and payable at termination.
mABC Investment Advisors shall never have custody of any Client funds or securities, as the services of a qualified and independent custodian will be used for these asset management services.
The fees charged are calculated as described above, and are not charged on the basis of a share of capital gains upon, or capital appreciation of, the funds, or any portion of the funds of an advisory Client (15 U.S.C. §80b-5(a)(1) or appropriate state statutes and rules.)
mABC Investment Advisors does not represent, warrant, or imply that the services or methods of analysis employed by the Firm can or will predict future results, successfully identify market tops or bottoms, or insulate Clients from losses due to market corrections or declines.
Advice offered by mABC Investment Advisors may involve investment in mutual funds. Clients are hereby advised that all fees paid to mABC Investment Advisors for investment advisory services are separate and distinct from the fees and expenses charged by mutual funds (described in each fund’s prospectus) to their shareholders. These fees will generally include a management fee and other fund expenses. Further, there may be transaction charges involved with purchasing or selling of securities. mABC Investment Advisors does not share in any portion of the brokerage fees/transaction charges imposed by the custodian holding the Client funds or securities. The Client should review all fees charged by mutual funds, mABC Investment Advisors, and others to fully understand the total amount of fees to be paid by the Client.
mABC Investment Advisors reserves the right to advise Clients on any other type of investment that it deems appropriate based on the Client’s stated goals and objectives. mABC Investment Advisors may also provide advice on any type of investment held in a Client’s portfolio at the inception of the advisory relationship or any investment on which the Client requests advice.